HR 216 · 119th Congress · Finance and Financial Sector
SEC Act of 2025
Bill Progress
✓
Introduced2
Committee3
House Vote4
Senate5
EnactedLatest: Referred to the House Committee on Financial Services.(2025-01-07)
Plain Language Summary
[AI summary unavailable — showing source text]
Securities Enforcement Clarity Act of 2025 or the SEC Act of 2025 This bill specifies when separate occurrences of securities law violations must be considered as a single violation for purposes of calculating penalties. Specifically, separate occurrences must be counted as a single violation when the acts in question are the result of (1) a common or a substantially overlapping cause, (2) the same misstatement or omission, or (3) a continuing failure to comply. The bill applies to various violations of securities law, including those involving the registration, offer, and sale of securities; and the conduct of brokers, dealers, and investment advisers.…
Summarized by Claude AI · Non-partisan · For informational purposes only