S 2326 · 98th Congress · Finance and Financial Sector
Securities Fraud Prevention Act
Bill Progress
✓
Introduced2
Committee3
Senate Vote4
House5
EnactedLatest: Committee on Banking received executive comment from Commodity Futures Trading Commission.(1984-04-19)
Plain Language Summary
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Securities Fraud Prevention Act - Amends the Securities Exchange Act of 1934 to authorize the Securities and Exchange Commission to deny trading privileges to a securities broker if such broker is subject to an order of the Commodity Futures Trading Commission denying, suspending, or revoking his registration under the Commodity Exchange Act.…
Summarized by Claude AI · Non-partisan · For informational purposes only